Compliance Quiz
Answer Key Below
Below you can find the answers to "Compliance Quiz" -- just scroll down and find which ones you got wrong. Then you can explore the rest of the site.
- Who is the SVAI UK Compliance Officer?
- Steve Foxley
- Dave Haworth
- Simon Harrison
- Anne Power
- Which of those below can't we bribe?
- Your local MP
- An employee working for a state-owned company in China
- The Indian Ambassador to the UK
- All of the above
- As we are a UK based company, we are not allowed to bribe any government officials
- You attend a meeting with 4 clients (non gov't) and afterwards they invites you to an exclusive nightclub. One of the clients orders drinks on your behalf and leaves you with a GBP 2500 bill. What should you do?
- Pay the bill on your company credit card and leave the bartender a handsome tip
- Call your Compliance Officer immediately
- Politely explain that it is against the Siemens anti-corruption policy to pay for such a lavish night out. If you have obtained a pre-approval form, you may have been authorised to pay for some modestly priced drinks and so offer this contribution.
- Buy more drinks!
- You agree, on behalf of SVAI, to pledge GBP 250 to sponsor a village duck race which will help raise money for a local school. Who should you obtain prior authorisation from?
- Line Manager
- Compliance Officer
- CEO & CFO
- Manager & Compliance Officer
- All worldwide sponsorship activities under £2000 annually must have Manager and CO prior approval
- The President of Dragon Steel welcomes you to his company with a golden dragon statue. You don't know it's value but it looks expensive. What should you do?
- Take it and treasure it as a memory of the trip
- Sell it on to one of the other employees for £100
- Give it as a gift to SVAI's CEO on your return to England
- Politely decline the gift unless the refusal may cause offence in which case follow the procedures in the Gifts & Hospitality Policy
- Items >£20 should be refused/if offence would be caused, the item(s) should be declared to your Line Manager and written approval obtained from your Manager and the CO to keep the item, otherwise it should be appropriately 'disposed of'.
- Where should you first look to obtain a copy of the SVAI UK Gifts and Hospitality Policy?
- From the UK Compliance website
- From your CO
- From Simon Harrison (Head of Marketing)
- From your Line Manager
- The Gifts & Hospitality Policy can be downloaded in PDF format from the UK Compliance website under Compliance Polices and Procedures.
- From when does the Anti-Corruption policy apply?
- Immediately - now
- From the 1st May 2008
- From the start of the next financial year
- On your return to the UK (if currently working overseas)
- What is the email address of the SVAI UK Compliance Team?
- svai.compliance@siemens.com
- compliance.team.vai@siemens.com
- compliance.officer@siemens.com
- compliance.vai.gb@siemens.com
- If you have a question regarding Compliance for which you would like a detailed response to, who should you contact?
- CEO
- CFO
- Compliance Helpdesk - Tell Us
- Compliance Helpdesk - Ask Us
- The Global Compliance Helpdesk "Ask Us" can be contacted via the following link: https://gip1.eps.siemens.com/en/compliance/helpdesk/ask_us.htm
- The Compliance Helpdesk "Tell Us" allows customers, partners, shareholders and employees to inform Siemens of any corrupt practices within its businesses. When are it's operating hours?
- 9am-5pm, 7 days a week
- 24 hours a day, 7 days a week
- 8am-8pm, 7 days a week
- 8am-8pm, 5 days a week
- You can contact the Compliance Helpdesk "Tell Us" 24/7 via the following link: https://gip1.eps.siemens.com/en/compliance/helpdesk/tell_us.htm
